IPO - Regulations & Procedures Masterclass (Gurgaon)

One of the most common sources of public funding is Initial Public Offerings (IPOs) for companies looking for capital for expansion and other strategic goals. They also serve as a hot exit option for Private Equity Investors. In last 2 years the Indian capital markets have performed very well making way for a host of IPOs for companies looking for raising capital and giving exits to their Investors. More than 150 companies came up with IPOs in 2017 and raised nearly Rs 75,000 from the capital market.

However, the objectives and risks before going public should be properly evaluated as not every company has the appetite of the need for going public. The Indian capital market is highly regulated with a host of regulations. Hence a through due diligence should has to be done before taking the decision to go public. Also, going public is a long process and hence the management must thoroughly identify the various procedures and a core team has to be formed to take care of the procedures and due diligence to be team. Also, a host of intermediaries like Lawyers, I-Bankers, Merchant Bankers are to be hired by the companies to support their CFOs, Company Secretaries and the core management team for the Project IPO.

Learning Outcome:

CorpKonnect’s full day IPO Masterclass with help you learn the vast arena of the regulations, processes and procedures to look for while going for an IPO. Laos, learn on what should be the right constitution of a core Project team for going to raise finds through Initial Public Offering.

 

Who Should attend:

  • CFOs
  • Company Secretaries
  • General Counsels, In-House Legal Counsels
  • Private Equity Investors
  • Any Company looking to raise finds through capital markets

Session 1: Overview of fund raising Avenues

Overview of the IPO Procedure with a Case Study

  • Transaction Structuring
  • Due Diligence
  • SEBI Clearances
  • IPO Valuation
  • Marketing


IPO Due Diligence & Disclosures

  • Due-diligence requirements
  • Critical disclosure requirements (financial, business, secretarial and legal)
  • Role of CFO and Company Secretary


Session 2: Preparing for The IPO Journey: A Step by Step by Approach

  • Preparing for the IPO journey
  • Market Timing
  • Building the right management and advisory team
  • Building your business and financial processes and infrastructure
  • Establishing corporate structure and governance
  • Managing investor relations and communications
  • Attracting the right investors and analysts
  • Post Issue Performance


Getting Ready for Project IPO:

  • Financial Statements and Accounting
  • Tax Optimization
  • IT Systems
  • Internal Controls


Session 3: Key regulatory framework for IPO

  • Listing Regulations
  • IPO eligibility norms and modes
  • Dilution requirements
  • Corporate Governance compliance
  • Key obligations post-listing
  • Liability for misstatements/ omissions in Prospectus
  • Disclosure responsibilities of the Board


IPO Documentation – Legal Framework

Case Study – IPO Compliance

 

Session 4: A step by step guide to IPO Listing: Case Study

  • Intermediary Structure
  • Intermediary Selection and their Roles
  • Legal Agreements undertaken by the Issuer Company
  • Disclosures in the Offer Document
  • Key Internal Approvals for Board and Shareholders
  • IPO Grading
  • Timing and Sizing the IPO
  • fixed price Issues
  • Book Building Process
  • Listing with the exchange
  • IPO Process – Book Built Issue
  • Execution Process Timeline
  • Fast Track Issue
Lalit Kumar
Partner
J. Sagar Associates

Lalit Kumar is a Partner with J. Sagar Associates, one of the leading law firms in India. He has in the past 12 years acted for various companies and institutions in a wide variety of corporate commercial transactions, such as corporate restructuring, joint ventures, mergers & acquisitions (both inbound & outbound), demergers, etc. As part of these transactions, he has advised clients on diverse issues, and specializes in company law including the new Companies Act, 2013, regulations framed by the SEBI (Securities & Exchange Board of India), FEMA (Foreign Exchange Management Act) regulations and the Foreign Direct Investment Policy and other related corporate laws.

He regularly writes articles for prestigious business and legal publications, including for some of the leading financial dailies. He is a frequent speaker at conferences, seminars and sessions organized by eminent institutions and federations and professional bodies and law colleges.


Anirudh Singhal
Director
JM Financial Institutional Securities

Anirudh has over 15 years of experience in Investment Banking He is currently responsible for the North India coverage for JM Financial and has extensive experience in sectors such as FMCG, Auto and Auto Ancillary, Metals & Mining, Pharmaceuticals, Industrials and Power He has extensive experience of working on capital market transactions (IPO/QIP/OFS) both in private and public sector, private equity transactions and M&A including corporate reorganizations.


Select Capital Market Experience

  • IPO of Oil India Ltd (Rs 2,777 Crs), Jaypee Infratech Ltd (Rs 2,258 Crs), Cochin Shipyard (Rs 1,450 Crs), SJVN Ltd (Rs 1,063 Crs) and PTC India Financial Services Ltd (Rs 433 Crs)

  • QIP of Motherson Sumi Systems (Rs 1,993 Crs), CEAT Ltd (Rs 400 Crs) and Parsvnath Developers Ltd (Rs 168 Cr)

  • FPO of REC Ltd (Rs 3,530 Crs) and Power Finance Corporation Ltd (Rs 4,578 Crs)

  • Listing of Unitech Corporate Parks Plc on AIM (Rs 3,597 Crs)

  • Offer for Sale of Coal India Ltd (Rs 22,557 Crs), ONGC Ltd (Rs 12,767 Crs), IOC Ltd (Rs 9,396 Crs) and REC Ltd (Rs 1,603 Crs)

  • Rights Issues of HOEC Ltd (aggregating to Rs 760 Crs) and Swaraj Mazda Ltd (Rs 80 Crs)

Jitu Wadhane
Director
Ernst & Young LLP
Jitu is a Director within EY’s Financial Accounting Advisory Services Group. He worked for close to 9 years with Ernst & Young in India and US. Prior to EY, he was part of Assurance practice of Grant Thornton in India where he was involved in auditing and capital markets for SMEs in India. He has more than 15 years of diversified experience under both US GAAP and IFRS serving large multinational clients, and specializes in transaction accounting including IPOs, mergers and acquisitions, divestures, IFRS and US GAAP conversions, accounting changes (revenue recognition and leases implementation) and complex accounting transformations.
 
Jitu has extensive experience in SEC reporting for public as well as private companies, working with technology, manufacturing and distribution, telecom and service companies. Jitu assisted retail and consumer product companies with IPO as well as S-4 filings with SEC. He has worked with Fortune 25 technology companies with M&A activities and advising clients on M&A. He has a very strong technical background and was part of ICAI’s committee on setting up accounting standards in India

Kulbhushan Parashar
Director
Corporate Capital Ventures

Kulbhushan Parashar is a fellow member of the Institute of Company Secretaries of India and a Certified Valuer. He has more than 10 years’ experience in Merchant Banking and has been instrumental in Corporate Restructuring, Capital Issues, Institutional Placements and Takeovers. An expert in the matters related to Capital Market and has been a source of Inspiration and thrust to the Organization.

He started his career with some of the well known Merchant Banking Companies, where he gained in depth knowledge on the working of the Capital Market. He also gained diverse experience while working with National Foundation for Corporate Governance established jointly by Ministry of Corporate Affairs, Confederation of Indian Industry, Institute of Chartered Accountants of India and Institute of Company Secretaries of India and has served on the board of various Companies. He also possesses the vast experience of advising on the setting up of business in Middle East countries.

At present he is founder and Director of Corporate Capital Ventures Private Limited (CCV), CCV has established itself as a SEBI Registered Category-I Merchant Banker, with Boutique of Investment Banking & Transaction Advisory services with high quality comprehensive Corporate Laws, Tax & Regulatory services. 


Ramada Gurgaon Central
Site No 2, Sector 44, Gurgaon
0124 - 4886400
Get Direction

Registration Fees: INR  9,000 + 18% GST Per Delegate

Avail 10% early bird discount on 2 or more registrations till 12th Jan 2018


Note: The fees would include Course Material, Participation Certificate and Lunch & Refreshments at the Hotel


Modes of Payment and Registration:

For registration through Credit/Debit Card, Cheque/DD and NEFT: Please contact the below mentioned:

Biplab SenGupta
Mob No: 8130826342
Email: training@corpkonnect.com